C 2014 - EFBS

The ECB Regulation No 1163/2014 on supervisory fees was published in the EU Official Journal on 31 October 2014. The following day it entered into force. It will be binding in its entirety and be directly applied in the member states of the Euro zone and the member states participating in the Single Supervisory Mechanism.

Annex: ECB Regulation No 1163/2014 on supervisory fees

3 November 2014

Delegated regulation on the minimum monetary amount of the professional indemnity insurance or comparable guarantee to be held by credit intermediaries that has been published in the Official Journal of the European Union on 24 October 2014

Annex: delegated regulation on the minimum monetary amount of the professional indemnity insurance

3 November 2014

Political agreement in the Council on the directive amending directive 2011/16/EU as regards mandatory automatic exchange of information in the field of taxation

Annex: Political agreement in the Council

30 October 2014

Delegated Regulation of the European Commission concerning the ex ante contributions to resolution financing arrangements and the Draft Proposal for a Council implementing regulation concerning the ex ante contributions to the Single Resolution Fund

Annexes:

Delegated Regulation of the European Commission
Annex 1 to the Commission Delegated Regulation
Annex 2 to the Commission Delegated Regulation
Commission Staff Working Doument Part 1
Commission Staff Working Document Part 2
Commission Staff Working Document Part 3
Commission decision on the approval of the content of a draft proposal for a Council implementing Regulation

23 October 2014

Delegated regulation of the European Commission on the provisional system of instalments on contributions to cover the administrative expenditures of the Single Resolution Board during the provisional period

Annex: Delegated regulation

16 October 2014

Draft delegated Regulations on the leverage ratio and on the liquidity coverage ratio

Annexes:

Draft delegated Regulation amending Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to the leverage ratio
Draft delegated Regulation to supplement Regulation (EU) 575/2013 with regard to liquidity coverage
Annex with calculation formulae

9 October 2014

Two EBA-consultations on simplified obligations for certain institutions pursuant to article 4 of the Directive establishing a framework for the recovery and resolution of credit institutions and investment firm

Annexes:

Draft Guidelines on the application of simplified obligations under Article 4 of the Bank Recovery and Resolution Directive (BRRD)
Draft Implementing Technical Standards on the uniform formats, templates and definitions for the identification and transmission of information by competent authorities and resolution authorities to the EBA for the purposes of Article 4(7) of the Bank Recovery and Resolution Directive

Notice of the EFBS of 30 September 2014

ECB Guide to Banking Supervision. In this guide the ECB explains the functioning of the EU supervisory mechanism which needs to be applied from 4 November 2014 onwards with regard to the allocation of competences between the national and the EU supervisory authority as well as the internal organisation and the decision making process. Furthermore, the ECB describes the planned supervisory practise concerning the significant and less significant institutions as well as the principles which will be the foundation of its work.

Annex: Guideline

29 September 2014

Draft guidelines of EBA on payment commitments for deposit guarantee schemes

Annex: Draft guidelines

Notice of the EFBS of 5 September 2014

Final list of the 120 significant credit instutions which will be supervised starting from 4 November 2014 by the ECB (page 4) as well as the list of less significant credit institutions which will remain under supervision by national authorities (page 34)

Annex: Final List

1 September 2014

OECD Standard on the automatic exchange of information regarding financial accounts

Annexes:

Standard for Automatic Exchange of Financial Account Information (Common Reporting Standard)
Joint Statement by the Early Adopters Group
Declaration on Automatic Exchange of Information in Tax Matters
Weblink to the complete global standard on the automatic exchange of information on financial accounts

28 July 2014

Consultation of the EBA on the draft Regulatory Technical Standards on the content of resolution plans and on the assessment of resolvability

Annex: Consultaion Paper

26 June 2014

Decision of the ECB of 24 February 2014 on the organisation of preparatory measures for the collection of granular credit data by the European System of Central Banks

Annexes:

Decision of the ECB
AnaCredit – questionnaire
Annex 1 to this questionnaire

26 June 2014

Final draft regulatory technical standards on the minimum monetary amount of the professional indemnity insurance for mortgage credit intermediaries by EBA

Annex: Final draft regulatory technical standards

26 June 2014

General approach of the Council on the proposal for a fourth directive on anti-money-laundering

Annex: Vorschlag für eine vierte Anti-Geldwäsche-Richtlinie

10 June 2014

Report from the European Commission on the implementation of Directive 2008/48/EC on credit agreements for consumers (CCD). The Commission Report is based on these two studies

Annexes:

Report
Study on the functioning of the consumer credit market in Europe, Final Report
Study on the Impact of the Legal Choices of the Member States and other Aspects of Implementing the Directive 2008/48/EC on the Functioning of the Consumer Credit Market in the European Union

10 June 2014

Consultation of the ECB on a draft regulation on supervisory fees

Annex: Draft regulation on supervisory fees

5 May 2014

Regulation establishing a framework for the cooperation within the Single Supervisory Mechanism between the ECB and the national competent authorities

Annexes:

SSM Framework Regulation
Recommendation for a Council Regulation amending Regulation (EC) No 2532/98 concerning the powers of the European Central Bank to impose sanctions

5 May 2014

Agreement on EU level on the single resolution mechanism

Information of the EFBS of 22 April 2014

Commission Implementing Regulation laying down implementing technical standards with regard to supervisory reporting of institutions according to the provisions of the Regulation on prudential requirements for credit institutions and investment firms

Annexes:

Commission Implementing Regulation
For further details please click here

1 April 2014

EFBS forum “finance”

27 March 2014

Vote of the European Parliament in Plenary on amendments to the European Commission’s proposal for a general data protection Regulation

Annex:

European Parliament legislative resolution of 12 March 2014 on the proposal for a regulation of the European Parliament and of the Council on the protection of individuals with regard to the processing of personal data and on the free movement of such data

20 March 2014

European Parliament’s vote on the proposal to recast the Directive on insurance mediation

Annex: Proposal

12 March 2014

Manual for the asset quality review in the context of the comprehensive assessment by the European Central Bank

Annex: Manual

7 February 2014

Draft Regulation establishing the framework for cooperation within the Single Supervisory Mechanism between the European Central Bank and national competent authorities and with national designated authorities (SSM Framework Regulation)

Annexes:

Draft Regualation
Overview of the credit institutions that are subject to the comprehensive assessment
Questions and answers

29 January 2014

Proposal of the European Commission for a “Regulation on structural measures improving the resilience of EU credit institutions

Annexes:

21 January 2014

publications of the Basel Committee on Banking Supervision referring to the Basel III Framework

Annexes:

10 January 2014

European Commissions’ communication on SEPA

Annex: Proposal

EFBS information of 10 January 2014

Publication of the final version of the Draft Implementing Technical Standards of the European Banking Authority of 26 July 2013 with regard to supervisory reporting of institutions according to regulation (EU) No 575/2013

Annex: Regulation

8 January 2014

New EFBS Technical Committee

2 January 2014

Agreement in the trialogue negotiations on the final compromise text for a directive establishing a framework for recovery and resolution of credit institutions and investment firms

Annex: Final compromise text